05 August 2021
In this article for The Patent Lawyer, partner Jeremy Smith provides an update to his earlier comments regarding the South African patent office issuing the world’s first patent for an invention that lists an artificial intelligence (AI) as the inventor (available here), in response to news that the Australian Federal Court has now also handed down a decision that an AI can be named as the inventor in a patent application.
The patent application relates to two inventions: a beverage container having a fractal wall; and a signal beacon, both generated by DABUS (‘Device for the autonomous bootstrapping of unified sentience’) – an AI system created by Stephen Thaler. The patent application was filed with Stephen Thaler listed as the applicant and DABUS listed as the sole inventor, with the inventor field of the application stating that “The invention was autonomously generated by an artificial intelligence”. The court overturned a previous decision by the Deputy Commissioner of Patents of the Australian Intellectual Property Office to refuse the application on the basis that the Australian Patents Act requires the inventor to be human.
In its reasoning, the Federal Court emphasised the difference in requirements between being an owner and an inventor, noting that whilst only a human or other legal person can be the owner of a patent, the inventor is not restricted to being human. Regarding inventorship, the Court commented that “First, an inventor is an agent noun; an agent can be a person or thing that invents. Second, so to hold reflects the reality in terms of many otherwise patentable inventions where it cannot sensibly be said that a human is the inventor. Third, nothing in the Act dictates the contrary conclusion”. This was in disagreement with the Deputy Commissioner, who noted that the ordinary meaning of “inventor” is inherently human, following reasoning similar to that of decisions handed down in other jurisdictions, such as the UK, where the listing of DABUS as a non-human inventor has been rejected.
The court also provided some clarification on the issue of ownership when an AI is listed as the inventor, noting that whilst DABUS is not a legal person and cannot legally assign the invention, the invention was made for Dr Thaler in the sense that Dr Thaler is the owner, programmer and operator of the system that made the invention, and therefore, on established principles of property law, is the owner of the invention.
The news follows the recent development in South Africa, where a patent was recently issued that lists DABUS as an inventor. However, whilst the grant of a patent in South Africa that names an artificial intelligence as inventor also provides for attention grabbing headlines, we need to be careful not to infer too much from this occurrence. Unlike other countries in which patent offices had concluded that an AI cannot be considered an inventor under current legislation, the South African patent office does not carry out substantive examination of a patent application before grant. Instead, potential issues with a granted patent are left to the courts, should the granted patent ever be challenged. Accordingly, the grant of the DABUS patent in South Africa is not an indication that the South African patent office has accepted that an AI can, legitimately, be a named inventor – the patent office may simply not have considered the issue. Nevertheless, the decision by the Australian Federal Court is more significant and seems to open the door for non-human inventors to be named on patent applications in Australia.
As a practical matter, the divergence of approach between the Australian court other those of other jurisdictions raises potential conflicts for applicants wishing to obtain patent protection, in both Australia and elsewhere, for inventions involving the use of AI. For example, there may be scenarios in which it is impossible to name a single set of inventors that is legally correct in both Australia and another jurisdiction, such as the US.
This article was published in The Patent Lawyer Magazine in August 2021.
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